The Power and Sample Size Application


The Example

Suppose you want to compare survival rates for an existing cancer treatment and a new treatment. You intend to use a log-rank test to compare the overall survival curves for the two treatments. You want to determine a sample size to achieve a power of 0.8 for a two-sided test using a balanced design, with a significance level of 0.05.

The survival curve of patients for the existing treatment is known to be approximately exponential with a median survival time of five years. You think that the proposed treatment will yield a survival curve described by the times and probabilities listed in Table 78.9. Patients are to be accrued uniformly over two years and followed for three years.

Table 78.9: Survival Probabilities for Proposed Treatment

Time

Probability

1

0.95

2

0.90

3

0.75

4

0.70

5

0.60


To create a new survival analysis project, select FileNew, Then, under the Survival Analysis section, select Two-sample survival rank tests and click OK. The Two-sample survival rank tests project appears with the Edit Properties page displayed.

Editing Properties

Project Description

For the example, change the project description to Comparing cancer treatments using two-sample survival rank test.

Figure 78.78: Project Description and Solve For Tab

Project Description and Solve For Tab


Solve For

Click the Solve For tab to select the quantity to solve for. For this example, select the Sample size per group option, as shown in Figure 78.78. For information about calculating total sample size, see the section Solving for Sample Size.

In this analysis you can solve for power, sample size per group, or total sample size.

Test

Click the Test tab to select a rank test. For this example, select the Log-rank option, as shown in Figure 78.79.

Figure 78.79: Test Tab

Test Tab


Several rank tests are available: Gehan, log-rank, and Tarone-Ware. The Gehan test is most sensitive to survival differences near the beginning of the study period, the log-rank test is uniformly sensitive throughout the study period, and the Tarone-Ware test is somewhere in between.

Hypothesis

Click the Hypothesis tab to select a one- or two-sided test. For the example, select the Two-sided test option, as shown in Figure 78.80.

Figure 78.80: Hypothesis Tab

Hypothesis Tab


You can choose either a one- or two-sided test. For the one-sided test, the alternative hypothesis is assumed to be in the same direction as the effect. If you do not know the direction of the effect (that is, whether it is positive or negative), the two-sided test is appropriate. If you know the effect’s direction, the one-sided test is appropriate. If you specify a one-sided test and the effect is in the unexpected direction, the results of the analysis are invalid.

Alpha

Click the Alpha tab to enter one or more values for the significance level. For the example, enter the desired significance level of 0.05 in the first cell of the Alpha table, as shown in Figure 78.81, if it is not already the default value.

Figure 78.81: Alpha Tab

Alpha Tab


The significance level is the probability of falsely rejecting the null hypothesis. If you frequently use the same values for alpha, set them as the defaults in the Preferences window.

Survival Functions

Click the Survival Functions tab to select the input form for the survival functions.

Figure 78.82: Survival Functions Tab with Number of Curves

Survival Functions Tab with Number of Curves


Examine the input alternatives available in the Select a form list. There are four alternate forms for entering survival functions. The first three apply only to exponential curves; the fourth applies to both piecewise linear and exponential curves.

Group median survival times


Enter median survival times for the two groups.

Group hazards


Enter hazards for the two groups.

Hazards, Hazard ratios


Enter hazards for the reference group and hazard ratios.

Survival curves


Enter survival probabilities and their associated times for each of several curves. Select or enter the number of curves from the drop-down list; at least two curves are required. Then, for each curve, select it in the left-hand list, select the Group 1 or Group 2 option, and then define the survival curve by entering pairs of times and probabilities. Enter a time and probability pair only if the probability is less than that of the previous pair.

For information about using the other forms, see the section Using the Other Survival Curve Forms.

For each survival curve, select the curve in the left-hand list. Then, enter a descriptive label and select which group it is for. The labels should be unique. Finally, enter pairs of survival times and probabilities.

When you enter probabilities, enter a time and probability pair only when the probability for a survival curve changes. For example, if the probability for curve 1 at time 1 and 2 is 0.9 and at time 3 is 0.8, enter 0.9 for time 1 and 0.8 for time 3.

To specify an exponential survival curve, enter a single time and probability pair. In the example, the exponential curve for the existing treatment is defined by a probability of 0.5 at time 5.

The units of time for the survival curves must correspond to the units for the accrual, follow-up, and total times, which are described in the section Accrual Times.

You can also compare several survival curves. For example, if you have two scenarios, A and B, for group 1’s curve and two scenarios, C and D, for group 2’s curve, then specify probabilities for the four curves and assign A and B to group 1 and C and D to group 2.

For the example, select the Survival curves form, as shown in Figure 78.82. Enter the value, 2, in the Number of survival curves list box.

For the example enter the following values:

  • For the first survival curve, enter a label of Existing treatment and select the Group 1 option. For the first curve, enter a time of 5 and a probability of 0.5. Figure 78.83 shows the resulting values.

    Figure 78.83: Survival Times and Probabilities for Curve 1

    Survival Times and Probabilities for Curve 1


  • For the second curve select Function 2 in the selection list on the left side of the tab. Enter a label of Proposed treatment and select the Group 2 option. Then, enter time values of 1 through 5 and the corresponding probabilities of 0.95, 0.9, 0.75, 0.7, and 0.6. To add rows to the table, click the  Fit Plot for Regression of Weight on Height button beneath the table.

    Figure 78.84 shows these values; the last row of the time and probability table is not displayed.

    Figure 78.84: Survival Times and Probabilities for Curve 2

    Survival Times and Probabilities for Curve 2


Accrual Times

Click the Accrual times tab to select an input form for accrual times and to enter the times.

Figure 78.85: Accrual Times Tab

Accrual Times Tab


Examine the alternatives available in the Select a form list.

Accrual time is the period during which subjects are brought into the study. Follow-up time is the period during which subjects are observed after all subjects have been included in the study. Total time is the sum of accrual and follow-up time. The units of time for the accrual, follow-up, and total times must correspond to the units you used specified for the survival curves.

When you enter survival curves, the sum of the accrual and follow-up times must be less than the largest time for each survival curve. This does not apply to survival curves represented by a single time, which represent exponential curves.

On the Accrual Times tab, there are three alternate forms for entering accrual and follow-up times:

Accrual times, Follow-up times


Enter accrual and follow-up times.

Accrual times, Total times


Enter accrual and total times.

Follow-up times, Total times


Enter follow-up and total times.

For the example, select the Accrual times, Follow-up times form. Then enter a single value of 2 in the Accrual table and a value of 3 in the Follow-up table, as shown in Figure 78.85.

Power

Click the Power tab to enter one or more power values. For the example, enter a single value of 0.8.

When you calculate sample size, it is necessary to specify one or more powers.

Summary of Input Parameters

Table 78.10 contains the values of the input parameters for the example.

Table 78.10: Summary of Input Parameters

Parameter

Value

Solve for

Sample size per group

Test

Log-rank

Hypothesis

Two-sided test

Alpha

0.05

Survival function form

Survival curves

Survival curves

See Table 78.11 and Table 78.12

Accrual and follow-up times form

Accrual time, Follow-up times

Accrual times

2

Follow-up times

3

Power

0.8


Table 78.11 and Table 78.12 contain times and probabilities for the two survival curves, respectively.

Table 78.11: Survival Times and Probabilities for Existing Treatment (Survival Curve 1)

Time

Probability

5

0.5


Table 78.12: Survival Times and Probabilities for Proposed Treatment (Survival Curve 2)

Time

Probability

1

0.95

2

0.90

3

0.75

4

0.70

5

0.60


Result Options

Click the Results tab to specify the desired result options. For the example, request both results by selecting both the Create summary table and Create power by sample size graph check boxes.

Specifying only one power (as in this example) produces a graph with a single point. You might be interested in a plot of sample sizes for a range of powers—say, between 0.75 and 0.85. You can customize the graph by specifying the values for the power axis. Also, you might want to change the appearance of the graph to have sample size (per group) on the vertical axis and power on the horizontal axis.

Click the Customize button beside the Create power by sample size graph check box to customize the graph. The Customize Graph window is displayed, as shown in Figure 78.86.

Figure 78.86: Customize Graph Window with Axis Orientation Tab

Customize Graph Window with Axis Orientation Tab


Click the Axis Orientation tab to select which variable to plot on the vertical axis. For the example, select the Quantity solved for option, as shown in Figure 78.86. This option plots sample size on the vertical axis and power on the horizontal axis. You could also have chosen the Sample size option.

Click the Value Ranges tab to enter minimum and maximum values for a plot axis. For the example, enter a minimum of 0.75 and a maximum of 0.85 in the Powers text boxes. This sets the range of values on the axis for powers. The completed Value Ranges tab of the window is displayed in Figure 78.87. You can set the axis values only for the quantity that is not being solved for.

Figure 78.87: Customize Graph Window with Value Ranges Tab

Customize Graph Window with Value Ranges Tab


Click OK to save the values that you have entered and return to the Edit Properties page.

Then, click Calculate to perform the analysis. If there are no errors in the input parameter values, the View Results page appears. If there are errors in the input parameter values, you are prompted to correct them.

Viewing Results

The results appear in separate tabs on the View Results page of the project. Select the tab of each result that you want to view.

Summary Table

Click the Summary Table tab to view the summary table. It is composed of two subtables. As shown in Figure 78.88, the Fixed Scenario Elements and Computed N Per Group tables include the values of the input parameters and the computed quantity (in this case, sample size per group, N per group). The sample size per group for the single requested scenario is 226.

Figure 78.88: Summary Table

Summary Table


Power by Sample Size Graph

Click the Graph tab to view the power by sample size graph.

Figure 78.89: Power by Sample Size Graph

Power by Sample Size Graph


As you can see in Figure 78.89, the graph is curved slightly upward with larger powers associated with larger sample sizes. Sample size is plotted on the vertical axis as requested in the Customize Graph window.

Narratives

Click the Narratives tab to create one or more narratives. To generate a narrative, select the single scenario in the narrative selector table at the bottom of the tab. The narrative for this task does not include the survival times and probabilities for the survival curves:

For a log-rank test comparing two survival curves with a two-sided significance level of 0.05, assuming uniform accrual with an accrual time of 2 and a follow-up time of 3, a sample size of 226 per group is required to obtain a power of at least 0.8 for the exponential curve, "Existing treatment," and the piecewise linear curve, "Proposed treatment." The actual power is 0.800.

For information about selecting additional narratives when multiple scenarios are present, see the section Creating Narratives.