For the fixed boundary shape methods and Whitehead methods, the boundary values for all stages are derived simultaneously
for each boundary. For a two-sided design with STOP=ACCEPT or STOP=BOTH, simultaneous derivation might result in overlapping
of the lower and upper boundaries. That is, at an interim stage k, the lower
boundary value might be greater than its corresponding upper
boundary value. In this case, these two
boundary values are set to missing and the design does not stop at stage k to accept the null hypothesis (Jennison and Turnbull, 2000, p. 113).
For the error spending methods, the boundary values are derived sequentially for the stages. For a two-sided design with STOP=ACCEPT
or STOP=BOTH, a small spending at an interim stage might result in overlapping of the lower and upper
boundaries for the two corresponding one-sided tests. Specifically, this form of overlapping occurs at an interim stage k if the upper
boundary value derived from the one-sided test for the upper alternative is less than the lower
boundary value derived from the one-sided test for the lower alternative (Kittelson and Emerson 1999, pp. 881–882; Rudser and Emerson 2007, p. 6). You can use the BETAOVERLAP= option to specify how this type of overlapping is to be handled.
If BETAOVERLAP=ADJUST (which is the default) is specified, the procedure derives the boundary values for the two-sided design
and then checks for overlapping of the two one-sided boundaries at interim stages. If overlapping occurs at a particular stage, the
boundary values for the two-sided design are set to missing (so the trial does not stop to accept the null hypothesis at
this stage), and the
spending values at subsequent stages are adjusted proportionally as follows.
If the boundary values are set to missing at stage k in a K-stage trial, the adjusted
spending value at stage k,
, is updated for these missing
boundary values, and then the
spending values at subsequent stages are adjusted proportionally by
![]() |
for , where
and
are the cumulative
spending values st stage j before and after the adjustment, respectively.
After all these adjusted spending values are computed, the boundary values are then further modified for these adjusted
spending values.
If you specify BETAOVERLAP=NOADJUST, no adjustment is made when overlapping of one-sided boundaries occurs. The BETAOVERLAP= option is illustrated in Example 83.10.